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Risk Management Jobs, Compliance Management
Jobs
from the International Association of Risk
and Compliance Professionals (IARCP)
Are you looking for
a job in risk and compliance management?
Become a member of the following
Associations. Membership
is free
1. Sarbanes
Oxley Compliance Professionals Association (SOXCPA)
This is the largest Association of Sarbanes Oxley professionals in
the world.
The
website of the Association:
www.sarbanes-oxley-association.com
2. Basel ii Compliance Professionals
Association (BCPA)
This is the largest association of Basel ii professionals in the
world.
The
website of the Association:
www.basel-ii-association.com
3. International Association of Risk and
Compliance Professionals (IARCP)
Risk-based compliance
is becoming more important year after year.
The
website of the Association:
www.risk-compliance-association.com
Case Study
Case
Study:
Compliance Manager- Commercial Banking Permanent
Commercial Banking Compliance supports line of business compliance
with
laws and regulations relevant
to all aspects of Commercial Banking.
CB has several different sub-lines of business which include
Mid-Corporate Banking, Middle Market Banking, Chase Business
Credit, Chase Capital, Leasing, Real Estate, Capital Placements
Group and Financial Institutions and these business lines serve
clients with $10MM - $2B in annual revenue, as well as government,
not-for profit and healthcare clients.
The Compliance Manager for the securities team is responsible for
managing the securities related activities for CB which includes
adherence to all rules and regulations for all registered
representatives and MFPs within the Commercial Bank.
The Commercial Banking Compliance Manager for the securities team
is a part of the CB Compliance management team and
reports directly to the Chief Compliance Officer for Commercial
Banking.
Responsibilities:
Monitor, assess, and influence banking and corporate regulatory
compliance processes with respect to the securities related
business in Commercial Banking
Provide ongoing technical compliance guidance and expertise to
business line officers and management
Coordinate and manage the firm's MFP program in the Commercial
Bank
Perform annual risk assessment of securities regulations/mitigants
Ensure compliance with all state and local rules (ie gifts,
political contributions, lobbying laws) for government banking
group
Develop various presentations and report metrics for business line
management
Monitor regulatory developments and participate in industry-wide
initiatives
Perform annual compliance securities testing for business units
Provide Annual Compliance Meeting (ACM) training to all licensed
bankers
Develop overall securities related training program for all
licensed bankers in Commercial Banking
Interface with Internal Audit and Regulatory Branch audit on all
securities related matters
Responsible for rules and regulations for gifts/entertainment for
licensed bankers/MFPs
Monitor space sharing guidelines for Commercial Bank
Responsible for Conflicts Office/Control Room training and
coordination within Commercial Bank
Demonstrate strong analytical project management and control
skills.
Communicate complex technical matters to management in simple
fashion
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Certified
Risk and Compliance Management Professional (CRCMP)
Distance Learning and
Online Certification Program
The
Cost:
US$
297
What is
included in this price:
A. The official presentations
we use in our instructor-led classes
(1840 slides)
You can find the course synopsis at:
www.risk-compliance-association.com/Certified_Risk_Compliance_Training.htm
B. Up to 3 Online Exams
You have to pass one exam. If you fail, you must study the
official presentations and try again, but you do not need to spend
money. Up to 3 exams are included in the price.
To learn more you may visit:
www.risk-compliance-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.risk-compliance-association.com/CRCMP_Certification_Steps_1.pdf
C.
Personalized Membership Certificate printed in full colour
Processing, printing, packing and posting to your office or home
You will find all the details at:
www.risk-compliance-association.com/Distance_Learning_and_Certification.htm
Certified
Information Systems Risk and Compliance Professional (CISRCP)
Distance Learning and
Online Certification Program
The
Cost:
US$
297
What
is included in this
price:
A. The official presentations we use in our instructor-led classes
(2230 slides)
You can find the course synopsis at:
www.risk-compliance-association.com/Certified_Risk_Compliance_Training.htm
B. Up to 3 Online Exams
You have to pass one exam.
If you fail, you must study the official presentations and try
again, but you do not need to spend money. Up to 3 exams are
included in the price.
To learn more you may visit:
www.risk-compliance-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.risk-compliance-association.com/CISRCP_Certification_Steps_1.pdf
C. Personalized Membership Certificate printed in full color
Processing, printing, packing and posting to your office or home.
You can find more at:
www.risk-compliance-association.com/CISRCP_Distance_Learning_and_Certification.htm
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