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Risk Management Jobs, Compliance Management
Jobs
from the International Association of Risk
and Compliance Professionals (IARCP)
Are you looking for
a job in risk and compliance management?
You may post a message at the "Discussions" of our associations -
there is no cost.
15+ of the
best headhunters of the world are not only aware of this
association, but also add the members in their database regularly,
so you may have new opportunities.
There are more than 20 persons per month
that find a good job this way, and there is
no cost for the members of the
Associations below.
Membership
is free
1. Sarbanes
Oxley Compliance Professionals Association (SOXCPA)
This is the largest Association of Sarbanes Oxley professionals in
the world, with more than 2,480 members (December 2, 2008). You
can find our 1610+ members that want to disclose their name and
profile at Linkedin
http://www.linkedin.com/groups?viewMembers=&gid=48107&sik=1228250987680
2. Basel ii Compliance Professionals
Association (BCPA)
This is the largest association of Basel ii professionals in the
world, with more than 2,150 members (December 2, 2008).
You can find our 1,070+ members that want to disclose their name
and profile at Linkedin
http://www.linkedin.com/groups?viewMembers=&gid=47978&sik=1228166153947
3. International Association of Risk and
Compliance Professionals (IARCP)
Risk and compliance are becoming
one discipline. Risk-based compliance
is becoming more important year after year.
You may follow the link to join the group and post.
http://www.linkedin.com/e/gis/785327
Case Study
Case
Study:
Compliance Manager- Commercial Banking Permanent
Commercial Banking Compliance supports line of business compliance
with
laws and regulations relevant
to all aspects of Commercial Banking.
CB has several different sub-lines of business which include
Mid-Corporate Banking, Middle Market Banking, Chase Business
Credit, Chase Capital, Leasing, Real Estate, Capital Placements
Group and Financial Institutions and these business lines serve
clients with $10MM - $2B in annual revenue, as well as government,
not-for profit and healthcare clients.
The Compliance Manager for the securities team is responsible for
managing the securities related activities for CB which includes
adherence to all rules and regulations for all registered
representatives and MFPs within the Commercial Bank.
The Commercial Banking Compliance Manager for the securities team
is a part of the CB Compliance management team and
reports directly to the Chief Compliance Officer for Commercial
Banking.
Responsibilities:
Monitor, assess, and influence banking and corporate regulatory
compliance processes with respect to the securities related
business in Commercial Banking
Provide ongoing technical compliance guidance and expertise to
business line officers and management
Coordinate and manage the firm's MFP program in the Commercial
Bank
Perform annual risk assessment of securities regulations/mitigants
Ensure compliance with all state and local rules (ie gifts,
political contributions, lobbying laws) for government banking
group
Develop various presentations and report metrics for business line
management
Monitor regulatory developments and participate in industry-wide
initiatives
Perform annual compliance securities testing for business units
Provide Annual Compliance Meeting (ACM) training to all licensed
bankers
Develop overall securities related training program for all
licensed bankers in Commercial Banking
Interface with Internal Audit and Regulatory Branch audit on all
securities related matters
Responsible for rules and regulations for gifts/entertainment for
licensed bankers/MFPs
Monitor space sharing guidelines for Commercial Bank
Responsible for Conflicts Office/Control Room training and
coordination within Commercial Bank
Demonstrate strong analytical project management and control
skills.
Communicate complex technical matters to management in simple
fashion
Corporate
scandals make risk jobs much more important. In bear or bull
markets, there is always need for risk officers, and the
compensation is relatively very good.
We have some proposals for you:
A. Become
a member to the
International
Association of Risk and Compliance Professionals (IARCP)
Membership is free.
15+ of the
best headhunters of the world are not only aware of this
association, but also add the members in their database regularly,
so you may have new opportunities.
B. The
International
Association of Risk and Compliance Professionals (IARCP)
offers two
risk and compliance certification programs:
A. Certified Risk and Compliance Management Professional (CRCMP)
B. Certified Information Systems Risk and Compliance Professional
(CISRCP)
To learn more you
may visit:
www.risk-compliance-association.com/Certified_Risk_Compliance_Training.htm
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Privacy/Legal
Links
Our Web Sites
Distance Learning and
Online Certification
www.risk-compliance-association.com/Distance_Learning_and_Certification.htm
The
Cost:
US$
297 for one person
What is included in this
price:
A. The
official presentations we use in our
instructor-led classes (more than 1000 slides)
B. Up to
3 Online Exams
C.
Personalized Membership Certificate printed in full colour.
Processing, printing,
packing and posting to
your office or home.
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